Hennessy Equity and Income Fund

Full Portfolio Holdings

As of 9/30/20
Equity Holdings Ticker % of Net Assets
Apple, Inc. AAPL 4.4%
Berkshire Hathaway, Inc. (Class B) BRK/B 4.1%
Alphabet, Inc. (Class C) GOOG 3.2%
FedEx Corp. FDX 2.8%
Visa, Inc. V 2.7%
The Home Depot, Inc. HD 2.6%
Nestle SA NSRGY 2.5%
Air Products & Chemicals, Inc. APD 2.4%
Texas Instruments, Inc. TXN 2.4%
Norfolk Southern Corp. NSC 2.3%
STORE Capital Corp. STOR 2.3%
O'Reilly Automotive, Inc. ORLY 2.3%
CarMax, Inc. KMX 2.2%
Verizon Communications, Inc. VZ 2.1%
Altria Group, Inc. MO 2.1%
BlackRock, Inc. BLK 2.0%
Citrix Systems, Inc. CTXS 2.0%
Progressive Corp. PGR 2.0%
The Charles Schwab Corp. SCHW 2.0%
Johnson & Johnson JNJ 1.9%
Martin Marietta Materials, Inc. MLM 1.9%
Pfizer, Inc. PFE 1.4%
Cisco Systems, Inc. CSCO 1.4%
Dollar Tree, Inc. DLTR 1.3%
Lowe's Companies, Inc. LOW 1.3%
NewMarket Corp. NEU 1.3%
Fox Corp. FOXA 1.3%
Bristol Myers Squibb BMY 1.1%
Total as % of Net Assets 61.06%
Fixed Income Holdings Ticker % of Net Assets
U.S. Treasury Note/Bond - 1 7/8% (7/31/26) 912828Y95 1.7%
Fannie Mae Pool - AU4405 3138X33P5 1.6%
Raymond James Financial, Inc. - 3 5/8% (9/15/26) 754730AE9 1.5%
U.S. Treasury Note/Bond - 2 3/4% (2/15/24) 912828B66 1.5%
Freddie Mac Gold Pool - Q11129 3132HMHE4 1.2%
Diamond Finco 1/Finco 2 - 5.45% (6/15/23) 25272KAG8 1.1%
Synovus Financial - 3.125% (11/01/22) 87161CAL9 1.1%
U.S. Treasury Note/Bond - 0 5/8% (3/31/27) 912828ZE3 1.1%
Freddie Mac Gold Pool - G61281 31335BM60 1.0%
U.S. Treasury Note/Bond - 4 1/4% (3/1/27) 00206RDQ2 1.0%
General Motors - 3.7% (5/9/23) 37045XBK1 1.0%
Bristol-Meyers Squibb - 3 5/8% (5/15/24) 110122DB1 0.9%
Alibaba Group - 3.6% (11/28/24) 01609WAQ5 0.9%
Canadian Natural Resources, Ltd. - 3.9% (2/1/25) 136385AV3 0.9%
AngloGold Ashanti Holdings PLC - 5 1/8% (8/1/22) 03512TAC5 0.9%
U.S. Treasury Note/Bond - 1 3/4% (5/15/23) 912828VB3 0.9%
Discover Financial Services - 5.2% (4/27/22) 254709AG3 0.8%
Huntington Bancshares - 4% (5/15/25) 446150AM6 0.8%
Edwards Lifesciences - 4.3% (6/15/28) 28176EAD0 0.7%
Paypal - 2.85% (10/01/29) 70450YAE3 0.7%
Willis Tower Watson - 3.6% (5/15/24) 970648AF8 0.7%
Raymond James Financial, Inc. - 5 5/8% (4/1/24) 754730AD1 0.7%
Husky Energy - 4% (04/15/24) 448055AK9 0.7%
Goldcorp, Inc. - 3 5/8% (6/9/21) 380956AF9 0.7%
Cigna Corporation - 3 1/2% (6/15/24) 30219GAK4 0.6%
U.S. Treasury Note/Bond - 0 5/8% (8/15/30) 91282CAE1 0.6%
Autodesk - 2.85% (01/15/30) 052769AG1 0.6%
Synchrony Financial - 3.95% (12/01/27) 87165BAM5 0.6%
Freddie Mac Gold Pool - Q08238 3132GTPX9 0.6%
U.S. Treasury Note/Bond - 3 1/8% (11/15/28) 9128285M8 0.5%
Huntington Bancshares - 2.55% (02/04/30) 446150AS3 0.5%
AT&T - 3% (10/31/25) 9128285J5 0.4%
Prudential Financial - 3.878% (03/27/28) 74432QCC7 0.4%
Fannie Mae Pool - AJ3232 3138AUSW8 0.4%
Ovintiv - 3.9% (11/15/21) 292505AJ3 0.3%
General Electric Co. - 3 5/8% (5/1/30) 369604BW2 0.3%
Fannie Mae Pool - MA0918 31418AAU2 0.3%
Fannie Mae Pool - AB4300 31417AX61 0.3%
Corning, Inc. - 6.85% (3/1/29) 219350AH8 0.3%
Synchrony Financial - 3 3/4% (8/15/21) 87165BAC7 0.3%
Aflac - 3.6% (04/01/30) 001055BJ0 0.3%
Comerica - 2 1/2% (7/23/24) 20034DJA8 0.2%
Starbux - 4.45% (08/15/49) 855244AU3 0.2%
Freddie Mac REMICS - 4322 DJ 3137B8MS3 0.2%
Ginnie Mae - 2013-24 BD 38378FM72 0.2%
Fannie Mae Pool - 928831 31412L4Q0 0.1%
Freddie Mac REMICS - 4016 NL 3137ANAJ4 0.1%
Freddie Mac REMICS - 3928 HC 3137AEZ65 0.1%
Fannie Mae REMICS - 2013-52 MD 3136AEJ24 0.1%
Fannie Mae REMICS - 2012-16 Y 3136A4RW1 0.1%
Fannie Mae REMICS - 2012-22 PA 3136A4AJ8 0.1%
Freddie Mac REMICS - 4309 JD 3137B7US6 0.1%
Freddie Mac Gold Pool - G02922 3128M4SK0 0.1%
Fannie Mae REMICS - 2010-134 DJ 31398SMH3 0.0%
Freddie Mac REMICS - 3870 NH 3137ABXJ5 0.0%
Freddie Mac REMICS - 4146 ML 3137AXGC1 0.0%
Total as % of Net Assets 32.91%
Preferred Holdings Ticker % of Net Assets
Morgan Stanley - 6 3/8% 61761J406 0.1%
CHS, Inc. - 7 1/2% 12542R803 0.1%
State Street Corp. - 5.9% 857477608 0.1%
Huntington Bancshares, Inc. - 6 1/4% 446150708 0.1%
Enbridge, Inc. - 6 3/8% 29250N477 0.1%
Synchrony Financial - 5.625% 87165B202 0.1%
Royal Bank of Scotland - 0% (06/21/13) 020002127 0.1%
First Citizens 5 3/8% 319626305 0.1%
Capital One Financial Corp. - 5.0% 14040H824 0.1%
Regions Financial Corp. - 6 3/8% 7591EP506 0.1%
Arch Capital Group - 5.45% 03939A107 0.1%
Capital One - 4.8% 14040H782 0.1%
TCF Financial Corp. - 5.25% 89832Q745 0.1%
JPMorgan Chase & Co. - 4.75% 48128B622 0.1%
AT&T - 4.75% 00206R706 0.1%
Wells Fargo & Co. - 4.75% 94988U151 0.1%
KeyCorp - 6 1/8% 493267702 0.1%
Wells Fargo & Co. - 6 5/8% 949746465 0.1%
Fifth Third - 4.95% 316773860 0.1%
TCF Financial Corp. - 4.75% 89832Q695 0.1%
American International Group - 5.85% 026874768 0.1%
Hartford Financial - 6% 416518603 0.1%
Monmouth Real Estate Investment Corp. - 6.125% 609720404 0.1%
MetLife - 4.75% 59156R850 0.1%
U.S. Bancorp - 3.5% 902973155 0.1%
CitiGroup. - 7.125% 172967358 0.1%
Bank of America Corp - 6% 060505229 0.1%
Vornado Realty Trust - 5 1/4% 929042828 0.1%
SVB Financial Group - 5.25% 78486Q200 0.1%
Equitable Holdings - 5.25% 29452E200 0.1%
Allstate - 5.1% 020002838 0.1%
Chimera Investment Corp. - 8% 16934Q307 0.1%
Annaly Capital Management - 6.95% 035710870 0.1%
Citizens Financial Group - 6.35% 174610204 0.1%
U.S. Bancorp - 6 1/2% 902973833 0.1%
Goldman Sachs Group, Inc. - 6 3/8% 38148B108 0.1%
Goldman Sachs Group, Inc. - 5.5% 38145G308 0.1%
First Horizon - 6 5/8% 320517501 0.0%
Regions Financial Corp. - 5.7% 7591EP704 0.0%
Kimco Realty Corp. - 5 1/4% 49446R711 0.0%
Axis Capital Holdings - 5.50% 05461T305 0.0%
Fifth Third Bancorp - 6 5/8% 316773605 0.0%
Citigroup - 6.875% 172967341 0.0%
Bank of America - 5 3/8% 06053U601 0.0%
Synovus - 5.875% 87161C709 0.0%
Federal Agricultural Mortgage - 5 1/4% 313148843 0.0%
Legg Mason, Inc. - 5.45% 524901600 0.0%
Aegon NV - 5.1% 00775V104 0.0%
Synovus - 6.25% 87161C600 0.0%
TCF Financial Corp. - 5.7% 872307202 0.0%
Agilent Technologies. Inc. - 5% (7/15/20) 493267876 0.0%
First Horizon - 6.1% 320517808 0.0%
BancorpSouth Bank - 5.5% 05971J201 0.0%
Ford - 6% 345370837 0.0%
Chimera Investment Corp. - 8% 16934Q406 0.0%
First Republic Bank - 4.7% 33616C787 0.0%
Morgan Stanley - 5.85% 61762V606 0.0%
CHS, Inc. - 6 3/4% 12542R704 0.0%
Total as % of Net Assets 3.33%
Cash & Other Holdings Ticker % of Net Assets
Cash & Other 2.7%
Total as % of Net Assets 2.74%