Hennessy Equity and Income Fund
Full Portfolio Holdings
As of 9/30/20
| Equity Holdings | Ticker | % of Net Assets |
|---|---|---|
| Apple, Inc. | AAPL | 4.4% |
| Berkshire Hathaway, Inc. (Class B) | BRK/B | 4.1% |
| Alphabet, Inc. (Class C) | GOOG | 3.2% |
| FedEx Corp. | FDX | 2.8% |
| Visa, Inc. | V | 2.7% |
| The Home Depot, Inc. | HD | 2.6% |
| Nestle SA | NSRGY | 2.5% |
| Air Products & Chemicals, Inc. | APD | 2.4% |
| Texas Instruments, Inc. | TXN | 2.4% |
| Norfolk Southern Corp. | NSC | 2.3% |
| STORE Capital Corp. | STOR | 2.3% |
| O'Reilly Automotive, Inc. | ORLY | 2.3% |
| CarMax, Inc. | KMX | 2.2% |
| Verizon Communications, Inc. | VZ | 2.1% |
| Altria Group, Inc. | MO | 2.1% |
| BlackRock, Inc. | BLK | 2.0% |
| Citrix Systems, Inc. | CTXS | 2.0% |
| Progressive Corp. | PGR | 2.0% |
| The Charles Schwab Corp. | SCHW | 2.0% |
| Johnson & Johnson | JNJ | 1.9% |
| Martin Marietta Materials, Inc. | MLM | 1.9% |
| Pfizer, Inc. | PFE | 1.4% |
| Cisco Systems, Inc. | CSCO | 1.4% |
| Dollar Tree, Inc. | DLTR | 1.3% |
| Lowe's Companies, Inc. | LOW | 1.3% |
| NewMarket Corp. | NEU | 1.3% |
| Fox Corp. | FOXA | 1.3% |
| Bristol Myers Squibb | BMY | 1.1% |
| Total as % of Net Assets | 61.06% |
| Fixed Income Holdings | Ticker | % of Net Assets |
|---|---|---|
| U.S. Treasury Note/Bond - 1 7/8% (7/31/26) | 912828Y95 | 1.7% |
| Fannie Mae Pool - AU4405 | 3138X33P5 | 1.6% |
| Raymond James Financial, Inc. - 3 5/8% (9/15/26) | 754730AE9 | 1.5% |
| U.S. Treasury Note/Bond - 2 3/4% (2/15/24) | 912828B66 | 1.5% |
| Freddie Mac Gold Pool - Q11129 | 3132HMHE4 | 1.2% |
| Diamond Finco 1/Finco 2 - 5.45% (6/15/23) | 25272KAG8 | 1.1% |
| Synovus Financial - 3.125% (11/01/22) | 87161CAL9 | 1.1% |
| U.S. Treasury Note/Bond - 0 5/8% (3/31/27) | 912828ZE3 | 1.1% |
| Freddie Mac Gold Pool - G61281 | 31335BM60 | 1.0% |
| U.S. Treasury Note/Bond - 4 1/4% (3/1/27) | 00206RDQ2 | 1.0% |
| General Motors - 3.7% (5/9/23) | 37045XBK1 | 1.0% |
| Bristol-Meyers Squibb - 3 5/8% (5/15/24) | 110122DB1 | 0.9% |
| Alibaba Group - 3.6% (11/28/24) | 01609WAQ5 | 0.9% |
| Canadian Natural Resources, Ltd. - 3.9% (2/1/25) | 136385AV3 | 0.9% |
| AngloGold Ashanti Holdings PLC - 5 1/8% (8/1/22) | 03512TAC5 | 0.9% |
| U.S. Treasury Note/Bond - 1 3/4% (5/15/23) | 912828VB3 | 0.9% |
| Discover Financial Services - 5.2% (4/27/22) | 254709AG3 | 0.8% |
| Huntington Bancshares - 4% (5/15/25) | 446150AM6 | 0.8% |
| Edwards Lifesciences - 4.3% (6/15/28) | 28176EAD0 | 0.7% |
| Paypal - 2.85% (10/01/29) | 70450YAE3 | 0.7% |
| Willis Tower Watson - 3.6% (5/15/24) | 970648AF8 | 0.7% |
| Raymond James Financial, Inc. - 5 5/8% (4/1/24) | 754730AD1 | 0.7% |
| Husky Energy - 4% (04/15/24) | 448055AK9 | 0.7% |
| Goldcorp, Inc. - 3 5/8% (6/9/21) | 380956AF9 | 0.7% |
| Cigna Corporation - 3 1/2% (6/15/24) | 30219GAK4 | 0.6% |
| U.S. Treasury Note/Bond - 0 5/8% (8/15/30) | 91282CAE1 | 0.6% |
| Autodesk - 2.85% (01/15/30) | 052769AG1 | 0.6% |
| Synchrony Financial - 3.95% (12/01/27) | 87165BAM5 | 0.6% |
| Freddie Mac Gold Pool - Q08238 | 3132GTPX9 | 0.6% |
| U.S. Treasury Note/Bond - 3 1/8% (11/15/28) | 9128285M8 | 0.5% |
| Huntington Bancshares - 2.55% (02/04/30) | 446150AS3 | 0.5% |
| AT&T - 3% (10/31/25) | 9128285J5 | 0.4% |
| Prudential Financial - 3.878% (03/27/28) | 74432QCC7 | 0.4% |
| Fannie Mae Pool - AJ3232 | 3138AUSW8 | 0.4% |
| Ovintiv - 3.9% (11/15/21) | 292505AJ3 | 0.3% |
| General Electric Co. - 3 5/8% (5/1/30) | 369604BW2 | 0.3% |
| Fannie Mae Pool - MA0918 | 31418AAU2 | 0.3% |
| Fannie Mae Pool - AB4300 | 31417AX61 | 0.3% |
| Corning, Inc. - 6.85% (3/1/29) | 219350AH8 | 0.3% |
| Synchrony Financial - 3 3/4% (8/15/21) | 87165BAC7 | 0.3% |
| Aflac - 3.6% (04/01/30) | 001055BJ0 | 0.3% |
| Comerica - 2 1/2% (7/23/24) | 20034DJA8 | 0.2% |
| Starbux - 4.45% (08/15/49) | 855244AU3 | 0.2% |
| Freddie Mac REMICS - 4322 DJ | 3137B8MS3 | 0.2% |
| Ginnie Mae - 2013-24 BD | 38378FM72 | 0.2% |
| Fannie Mae Pool - 928831 | 31412L4Q0 | 0.1% |
| Freddie Mac REMICS - 4016 NL | 3137ANAJ4 | 0.1% |
| Freddie Mac REMICS - 3928 HC | 3137AEZ65 | 0.1% |
| Fannie Mae REMICS - 2013-52 MD | 3136AEJ24 | 0.1% |
| Fannie Mae REMICS - 2012-16 Y | 3136A4RW1 | 0.1% |
| Fannie Mae REMICS - 2012-22 PA | 3136A4AJ8 | 0.1% |
| Freddie Mac REMICS - 4309 JD | 3137B7US6 | 0.1% |
| Freddie Mac Gold Pool - G02922 | 3128M4SK0 | 0.1% |
| Fannie Mae REMICS - 2010-134 DJ | 31398SMH3 | 0.0% |
| Freddie Mac REMICS - 3870 NH | 3137ABXJ5 | 0.0% |
| Freddie Mac REMICS - 4146 ML | 3137AXGC1 | 0.0% |
| Total as % of Net Assets | 32.91% |
| Preferred Holdings | Ticker | % of Net Assets |
|---|---|---|
| Morgan Stanley - 6 3/8% | 61761J406 | 0.1% |
| CHS, Inc. - 7 1/2% | 12542R803 | 0.1% |
| State Street Corp. - 5.9% | 857477608 | 0.1% |
| Huntington Bancshares, Inc. - 6 1/4% | 446150708 | 0.1% |
| Enbridge, Inc. - 6 3/8% | 29250N477 | 0.1% |
| Synchrony Financial - 5.625% | 87165B202 | 0.1% |
| Royal Bank of Scotland - 0% (06/21/13) | 020002127 | 0.1% |
| First Citizens 5 3/8% | 319626305 | 0.1% |
| Capital One Financial Corp. - 5.0% | 14040H824 | 0.1% |
| Regions Financial Corp. - 6 3/8% | 7591EP506 | 0.1% |
| Arch Capital Group - 5.45% | 03939A107 | 0.1% |
| Capital One - 4.8% | 14040H782 | 0.1% |
| TCF Financial Corp. - 5.25% | 89832Q745 | 0.1% |
| JPMorgan Chase & Co. - 4.75% | 48128B622 | 0.1% |
| AT&T - 4.75% | 00206R706 | 0.1% |
| Wells Fargo & Co. - 4.75% | 94988U151 | 0.1% |
| KeyCorp - 6 1/8% | 493267702 | 0.1% |
| Wells Fargo & Co. - 6 5/8% | 949746465 | 0.1% |
| Fifth Third - 4.95% | 316773860 | 0.1% |
| TCF Financial Corp. - 4.75% | 89832Q695 | 0.1% |
| American International Group - 5.85% | 026874768 | 0.1% |
| Hartford Financial - 6% | 416518603 | 0.1% |
| Monmouth Real Estate Investment Corp. - 6.125% | 609720404 | 0.1% |
| MetLife - 4.75% | 59156R850 | 0.1% |
| U.S. Bancorp - 3.5% | 902973155 | 0.1% |
| CitiGroup. - 7.125% | 172967358 | 0.1% |
| Bank of America Corp - 6% | 060505229 | 0.1% |
| Vornado Realty Trust - 5 1/4% | 929042828 | 0.1% |
| SVB Financial Group - 5.25% | 78486Q200 | 0.1% |
| Equitable Holdings - 5.25% | 29452E200 | 0.1% |
| Allstate - 5.1% | 020002838 | 0.1% |
| Chimera Investment Corp. - 8% | 16934Q307 | 0.1% |
| Annaly Capital Management - 6.95% | 035710870 | 0.1% |
| Citizens Financial Group - 6.35% | 174610204 | 0.1% |
| U.S. Bancorp - 6 1/2% | 902973833 | 0.1% |
| Goldman Sachs Group, Inc. - 6 3/8% | 38148B108 | 0.1% |
| Goldman Sachs Group, Inc. - 5.5% | 38145G308 | 0.1% |
| First Horizon - 6 5/8% | 320517501 | 0.0% |
| Regions Financial Corp. - 5.7% | 7591EP704 | 0.0% |
| Kimco Realty Corp. - 5 1/4% | 49446R711 | 0.0% |
| Axis Capital Holdings - 5.50% | 05461T305 | 0.0% |
| Fifth Third Bancorp - 6 5/8% | 316773605 | 0.0% |
| Citigroup - 6.875% | 172967341 | 0.0% |
| Bank of America - 5 3/8% | 06053U601 | 0.0% |
| Synovus - 5.875% | 87161C709 | 0.0% |
| Federal Agricultural Mortgage - 5 1/4% | 313148843 | 0.0% |
| Legg Mason, Inc. - 5.45% | 524901600 | 0.0% |
| Aegon NV - 5.1% | 00775V104 | 0.0% |
| Synovus - 6.25% | 87161C600 | 0.0% |
| TCF Financial Corp. - 5.7% | 872307202 | 0.0% |
| Agilent Technologies. Inc. - 5% (7/15/20) | 493267876 | 0.0% |
| First Horizon - 6.1% | 320517808 | 0.0% |
| BancorpSouth Bank - 5.5% | 05971J201 | 0.0% |
| Ford - 6% | 345370837 | 0.0% |
| Chimera Investment Corp. - 8% | 16934Q406 | 0.0% |
| First Republic Bank - 4.7% | 33616C787 | 0.0% |
| Morgan Stanley - 5.85% | 61762V606 | 0.0% |
| CHS, Inc. - 6 3/4% | 12542R704 | 0.0% |
| Total as % of Net Assets | 3.33% |
| Cash & Other Holdings | Ticker | % of Net Assets |
|---|---|---|
| Cash & Other | 2.7% | |
| Total as % of Net Assets | 2.74% |