Hennessy Equity and Income Fund

Full Portfolio Holdings

As of 6/30/19
Equity Holdings Ticker % of Net Assets
Berkshire Hathaway, Inc. (Class B) BRK/B 4.2%
Apple, Inc. AAPL 3.3%
Dollar Tree, Inc. DLTR 2.8%
Alphabet, Inc. (Class C) GOOG 2.8%
CarMax, Inc. KMX 2.7%
Visa, Inc. V 2.5%
Norfolk Southern Corp. NSC 2.2%
Nestle SA NSRGY 2.2%
BlackRock, Inc. BLK 2.1%
Altria Group, Inc. MO 2.1%
Cisco Systems, Inc. CSCO 2.1%
Progressive Corp. PGR 2.0%
The Home Depot, Inc. HD 2.0%
Alleghany Corp. Y 1.9%
Martin Marietta Materials, Inc. MLM 1.9%
O'Reilly Automotive, Inc. ORLY 1.9%
Chevron Corp. CVX 1.9%
FedEx Corp. FDX 1.9%
Carnival Corp. CCL 1.8%
Fox Corp. FOXA 1.7%
NewMarket Corp. NEU 1.6%
Wells Fargo & Co. WFC 1.6%
Southwest Airlines Co. LUV 1.5%
General Dynamics Corp. GD 1.5%
The Charles Schwab Corp. SCHW 1.4%
Albemarle Corp. ALB 1.2%
Verizon Communications, Inc. VZ 1.0%
Bristol Myers Squibb BMY 0.9%
Lowe's Companies, Inc. LOW 0.8%
Total as % of Net Assets 57.11%
Fixed Income Holdings Ticker % of Net Assets
Morgan Stanley - 5 1/2% (7/28/21) 61747WAL3 1.4%
Fannie Mae Pool - AU4405 3138X33P5 1.3%
U.S. Treasury Note/Bond - 2 5/8% (11/15/20) 912828PC8 1.2%
U.S. Treasury Note/Bond - 2 3/4% (2/15/24) 912828B66 1.1%
U.S. Treasury Note/Bond - 1 3/4% (5/15/23) 912828VB3 1.1%
Celgene Corp. - 3 5/8% (5/15/24) 151020AP9 0.9%
Freddie Mac Gold Pool - G61281 31335BM60 0.9%
Freddie Mac Gold Pool - Q11129 3132HMHE4 0.9%
Edwards Lifesciences - 4.3% (6/15/28) 28176EAD0 0.9%
Capital One Financial Corp. - 4 3/4% (7/15/21) 14040HAY1 0.9%
Goldman Sachs - 6% (6/15/20) 38141EA66 0.9%
Raymond James Financial, Inc. - 3 5/8% (9/15/26) 754730AE9 0.8%
Diamond Finco 1/Finco 2 - 5.45% (6/15/23) 25272KAG8 0.7%
Synovus Financial - 3.125% (11/01/22) 87161CAL9 0.7%
FHLB - 1.25% (10/17/31) 3130A9JQ5 0.7%
Boardwalk Pipeline Partners - 4.45% (07/15/27) 096630AF5 0.7%
Synchrony Financial - 3 3/4% (8/15/21) 87165BAC7 0.7%
Fannie Mae - 2 1/2% (3/30/26) 3136G3GG4 0.7%
National Oilwell Varco, Inc. - 2.6% (12/1/22) 637071AJ0 0.7%
Freddie Mac - 2% (10/27/23) 3134GARC0 0.7%
General Motors - 3.7% (5/9/23) 37045XBK1 0.6%
U.S. Treasury Note/Bond - 3 5/8% (2/15/44) 912810RE0 0.6%
Rio Tinto Finance USA, Ltd. - 3 3/4% (6/15/25) 767201AS5 0.6%
American International Group. Inc. - 4 7/8% (6/1/22) 026874CU9 0.6%
American International Group, Inc. - 4 1/8% (2/15/24) 026874CY1 0.6%
U.S. Treasury Note/Bond - 4 1/4% (3/1/27) 00206RDQ2 0.6%
AngloGold Ashanti Holdings PLC - 5 1/8% (8/1/22) 03512TAC5 0.6%
Canadian Natural Resources, Ltd. - 3.9% (2/1/25) 136385AV3 0.6%
Alibaba Group - 3.6% (11/28/24) 01609WAQ5 0.6%
CVS Health Corp. - 4 1/8% (5/15/21) 126650BW9 0.6%
Newmont Mining Corp. - 3 1/2% (3/15/22) 651639AN6 0.6%
Amgen, Inc. - 3.45% (10/1/20) 031162BD1 0.6%
JPMorgan Chase & Co. - 2.7% (5/18/23) 46625HRL6 0.6%
Fannie Mae - 3% (4/18/28) 3136G3GW9 0.6%
Fannie Mae - 1 1/2% (08/10/21) 3136G3U45 0.5%
Discover Financial Services - 5.2% (4/27/22) 254709AG3 0.5%
Macy's, Inc. - 4.375% (09/01/23) 55616XAK3 0.5%
Freddie Mac Gold Pool - Q08238 3132GTPX9 0.5%
Huntington Bancshares - 4% (5/15/25) 446150AM6 0.5%
FHLB - 2.75% (7/11/31) 3130A8M75 0.4%
Raymond James Financial, Inc. - 5 5/8% (4/1/24) 754730AD1 0.4%
Husky Energy - 4% (04/15/24) 448055AK9 0.4%
Willis Tower Watson - 3.6% (5/15/24) 970648AF8 0.4%
Goldcorp, Inc. - 3 5/8% (6/9/21) 380956AF9 0.4%
Cigna Corporation - 3 1/2% (6/15/24) 30219GAK4 0.4%
Agilent Technologies. Inc. - 5% (7/15/20) 00846UAG6 0.4%
Juniper Networks, Inc. - 4.6% (3/15/21) 48203RAF1 0.3%
Goldman Sachs - 5 3/8% (3/15/20) 38141EA58 0.3%
First Niagara Financial Group - 6 3/4% (3/19/20) 33582VAB4 0.3%
Fannie Mae Pool - AJ3232 3138AUSW8 0.3%
U.S. Treasury Bill - (02/15/29) 9128286B1 0.3%
U.S. Treasury Note/Bond - 2 1/4% (2/15/27) 912828V98 0.3%
AT&T, Inc. - 3% (2/15/22) 00206RBD3 0.3%
Capital One - 2.25% (9/13/21) 14042RBT7 0.3%
Fannie Mae Pool - MA0918 31418AAU2 0.3%
Fannie Mae Pool - AB4300 31417AX61 0.3%
AT&T - 3% (10/31/25) 9128285J5 0.3%
KeyCorp - 5.1% (3/24/21) 49326EED1 0.3%
Prudential Financial - 3.878% (03/27/28) 74432QCC7 0.2%
Encana Corp. - 3.9% (11/15/21) 292505AJ3 0.2%
Wal-Mart Stores, Inc. - 5% (10/25/40) 931142CY7 0.2%
Corning, Inc. - 6.85% (3/1/29) 219350AH8 0.2%
Apple, Inc. - 4 1/2% (2/23/36) 037833BW9 0.2%
Freddie Mac REMICS - 4016 NL 3137ANAJ4 0.2%
Lincoln National Corp. - 6 1/4% (2/15/20) 534187AY5 0.2%
Freddie Mac REMICS - 4322 DJ 3137B8MS3 0.2%
Amgen, Inc. - 3 5/8% (5/22/24) 031162BV1 0.1%
Freddie Mac REMICS - 3928 HC 3137AEZ65 0.1%
AT&T, Inc. - 5.35% (9/1/40) 04650NAB0 0.1%
Ginnie Mae - 2013-24 BD 38378FM72 0.1%
SBUX 4.45 08/15/49 855244AU3 0.1%
Fannie Mae Pool - 928831 31412L4Q0 0.1%
Fannie Mae REMICS - 2013-52 MD 3136AEJ24 0.1%
Fannie Mae REMICS - 2012-22 PA 3136A4AJ8 0.1%
Fannie Mae REMICS - 2012-16 Y 3136A4RW1 0.1%
Fannie Mae REMICS - 2010-134 DJ 31398SMH3 0.1%
Freddie Mac REMICS - 4309 JD 3137B7US6 0.1%
Freddie Mac REMICS - 4146 ML 3137AXGC1 0.0%
Freddie Mac Gold Pool - G02922 3128M4SK0 0.0%
Freddie Mac REMICS - 3870 NH 3137ABXJ5 0.0%
Fannie Mae Pool - 829054 31407FBX7 0.0%
Freddie Mac Gold Pool - G11740 31283K4Z8 0.0%
Total as % of Net Assets 37.04%
Preferred Holdings Ticker % of Net Assets
CHS, Inc. - 7 1/2% 12542R803 0.1%
Morgan Stanley - 6 3/8% 61761J406 0.1%
Two Harbors Investment Corp - 7.625% 90187B309 0.1%
JPMorgan Chase & Co. - 6.15% 48127V827 0.1%
Huntington Bancshares, Inc. - 6 1/4% 446150708 0.1%
AT & T - 5.625% 00206R409 0.1%
Arch Capital Group - 5.45% 03939A107 0.1%
Royal Bank of Scotland - 0% (06/21/13) 020002127 0.1%
Chimera Investment Corp. - 8% 16934Q307 0.1%
BB&T Corp. - 5.2% 054937602 0.1%
Enbridge, Inc. - 6 3/8% 29250N477 0.1%
MetLife - 5.6275% 59156R876 0.1%
Wells Fargo & Co. - 5 1/2% 94988U672 0.1%
Capital One Financial Corp. - 6% 14040H840 0.1%
Regions Financial Corp. - 6 3/8% 7591EP506 0.1%
KeyCorp - 6 1/8% 493267702 0.1%
Wells Fargo & Co. - 6% 94988U730 0.1%
Charles Schwab Corp. - 6% 808513402 0.1%
American International Group - 5.85% 026874768 0.1%
Capital One Financial Corp. - 6.2% 14040H881 0.1%
Annaly Capital Management - 6.95% 035710870 0.1%
Investco Mortgage Capital - 7.5% 46131B506 0.1%
Hartford Financial - 6% 416518603 0.1%
State Street Corp. - 5.9% 857477608 0.1%
BB&T Corp. - 5 5/8% 054937875 0.1%
Southern Co. - 6 1/4% 842587206 0.1%
Banc of California, Inc. - 7% 05990K874 0.1%
Monmouth Real Estate Investment Corp. - 6.125% 609720404 0.1%
Aegon NV - 6 3/8% 007924301 0.1%
Citigroup, Inc. - 6.3% 172967317 0.1%
Bank of America Corp - 6% 060505229 0.1%
Vornado Realty Trust - 5 1/4% 929042828 0.1%
Public Storage - 5.4% 74460W776 0.0%
Citizens Financial Group - 6.35% 174610204 0.0%
First Republic Bank - 5 1/2% 33616C837 0.0%
U.S. Bancorp - 6 1/2% 902973833 0.0%
Goldman Sachs Group, Inc. - 6 3/8% 38148B108 0.0%
Goldman Sachs Group, Inc. - 6.3% 38148B504 0.0%
Kimco Realty Corp. - 5 1/4% 49446R711 0.0%
Axis Capital Holdings - 5.50% 05461T305 0.0%
Chimera Investment Corp. - 8% 16934Q406 0.0%
Bank of America - 6.2% 060505286 0.0%
Citigroup - 6.875% 172967341 0.0%
Legg Mason, Inc. - 5.45% 524901600 0.0%
Prudential - 5.625% 744320805 0.0%
Synovus - 5.875% 87161C709 0.0%
Synovus - 6.25% 87161C600 0.0%
IBERIABANK Corp. - 6 5/8% 450828207 0.0%
Agilent Technologies. Inc. - 5% (7/15/20) 493267876 0.0%
TCF Financial Corp. - 5.7% 872275300 0.0%
Legg Mason, Inc. - 6 3/8% 524901501 0.0%
ING Groep NV - 6 1/8% 456837509 0.0%
IBERIABANK Corp. - 6.1% 450828702 0.0%
Webster Financial Corp - 5 1/4% 947890505 0.0%
Total as % of Net Assets 2.79%
Cash & Other Holdings Ticker % of Net Assets
Cash & Other 3.0%
Total as % of Net Assets 3.04%