Hennessy Equity and Income Fund
Full Portfolio Holdings
As of 9/30/21
| Equity Holdings | Ticker | % of Net Assets |
|---|---|---|
| Berkshire Hathaway, Inc. (Class B) | BRK/B | 4.6% |
| Alphabet, Inc. (Class C) | GOOG | 4.4% |
| Apple, Inc. | AAPL | 4.0% |
| The Charles Schwab Corp. | SCHW | 2.9% |
| Texas Instruments, Inc. | TXN | 2.8% |
| Altria Group, Inc. | MO | 2.8% |
| Visa, Inc. | V | 2.7% |
| The Home Depot, Inc. | HD | 2.7% |
| O'Reilly Automotive, Inc. | ORLY | 2.6% |
| Martin Marietta Materials, Inc. | MLM | 2.4% |
| STORE Capital Corp. | STOR | 2.4% |
| Facebook, Inc. | FB | 2.4% |
| Norfolk Southern Corp. | NSC | 2.3% |
| Nestle SA | NSRGY | 2.2% |
| CarMax, Inc. | KMX | 2.2% |
| Fiserv, Inc. | FISV | 2.1% |
| FedEx Corp. | FDX | 2.1% |
| BlackRock, Inc. | BLK | 2.0% |
| Church & Dwight Co., Inc. | CHD | 1.9% |
| Johnson & Johnson | JNJ | 1.8% |
| Air Products & Chemicals, Inc. | APD | 1.8% |
| Cisco Systems, Inc. | CSCO | 1.7% |
| Progressive Corp. | PGR | 1.7% |
| NewMarket Corp. | NEU | 1.7% |
| Verizon Communications, Inc. | VZ | 1.7% |
| Old Dominion Freight Line, Inc. | ODFL | 1.6% |
| Pfizer, Inc. | PFE | 1.5% |
| Lowe's Companies, Inc. | LOW | 1.4% |
| Citrix Systems, Inc. | CTXS | 1.4% |
| Total as % of Net Assets | 67.72% |
| Fixed Income Holdings | Ticker | % of Net Assets |
|---|---|---|
| Aflac - 3.6% (04/01/30) | 001055BJ0 | 0.3% |
| Alibaba Group - 3.6% (11/28/24) | 01609WAQ5 | 0.9% |
| U.S. Treasury Note/Bond - 4 1/4% (3/1/27) | 00206RDQ2 | 1.0% |
| Autodesk - 2.85% (01/15/30) | 052769AG1 | 0.6% |
| Bank of America Corp. - 2.299% (7/21/32) | 06051GKA6 | 0.5% |
| Broadcom 4.11% (09/15/28) | 11135FAL5 | 0.4% |
| Canadian Natural Resources, Ltd. - 3.9% (2/1/25) | 136385AV3 | 0.9% |
| Dell Technologies 5.45% (6/15/23) | 24703TAA4 | 1.1% |
| Discover Financial Services - 5.2% (4/27/22) | 254709AG3 | 0.6% |
| Dollar Tree - 3.7% (5/15/23) | 256746AF5 | 0.2% |
| Edwards Lifesciences - 4.3% (6/15/28) | 28176EAD0 | 0.7% |
| Cigna Corporation - 3 1/2% (6/15/24) | 30219GAK4 | 0.6% |
| Freddie Mac Gold Pool - G02922 | 3128M4SK0 | 0.0% |
| Freddie Mac Gold Pool - Q08238 | 3132GTPX9 | 0.5% |
| Freddie Mac Gold Pool - Q11129 | 3132HMHE4 | 0.7% |
| Freddie Mac REMICS - 3870 NH | 3137ABXJ5 | 0.0% |
| Freddie Mac REMICS - 3928 HC | 3137AEZ65 | 0.0% |
| Freddie Mac REMICS - 4146 ML | 3137AXGC1 | 0.0% |
| Freddie Mac REMICS - 4309 JD | 3137B7US6 | 0.0% |
| Freddie Mac REMICS - 4322 DJ | 3137B8MS3 | 0.1% |
| Fifth Third Bank - 3.65% (1/25/24) | 316773CX6 | 0.2% |
| Fannie Mae REMICS - 2010-134 DJ | 31398SMH3 | 0.0% |
| Fannie Mae REMICS - 2012-16 Y | 3136A4RW1 | 0.1% |
| Fannie Mae REMICS - 2012-22 PA | 3136A4AJ8 | 0.0% |
| Fannie Mae REMICS - 2013-52 MD | 3136AEJ24 | 0.1% |
| Fannie Mae Pool - AU4405 | 3138X33P5 | 1.1% |
| Fannie Mae Pool - AB4300 | 31417AX61 | 0.2% |
| Fannie Mae Pool - 928831 | 31412L4Q0 | 0.1% |
| General Electric Co. - 3 5/8% (5/1/30) | 369604BW2 | 0.4% |
| General Motors - 3.7% (5/9/23) | 37045XBK1 | 1.0% |
| Ginnie Mae - 2013-24 BD | 38378FM72 | 0.1% |
| Huntington Bancshares - 2.55% (02/04/30) | 446150AS3 | 0.5% |
| Huntington Bancshares - 4% (5/15/25) | 446150AM6 | 0.3% |
| Intercontinental Exchange - 0.7% (6/15/23) | 45866FAM6 | 0.1% |
| Micron Technologies - 2.497% (4/24/23) | 595112BR3 | 0.2% |
| Morgan Stanley - 2.239% (7/21/32) | 61747YED3 | 0.3% |
| Morgan Stanley - 1.593% (5/4/27) | 61772BAB9 | 0.3% |
| Paypal - 2.85% (10/01/29) | 70450YAE3 | 0.7% |
| Prudential Financial - 3.878% (03/27/28) | 74432QCC7 | 0.3% |
| Regeneron Pharmaceuticals - 1 3/4% (9/15/30) | 75886FAE7 | 0.4% |
| Regions Financial, Inc. - 1.8% (8/12/28) | 7591EPAT7 | 0.3% |
| Synchrony Financial - 3.95% (12/01/27) | 87165BAM5 | 0.6% |
| Synovus Financial - 3.125% (11/01/22) | 87161CAL9 | 1.1% |
| U.S. Treasury Note/Bond - 1.25% (4/30/28) | 91282CBZ3 | 0.4% |
| U.S. Treasury Note/Bond - 1 5/8% (5/15/31) | 91282CCB5 | 0.3% |
| U.S. Treasury Note/Bond - 1% (7/31/28) | 91282CCR0 | 0.8% |
| U.S. Treasury Note/Bond - 0.5% (2/28/26) | 91282CBQ3 | 1.3% |
| U.S. Treasury Note/Bond - 0 1/4% (8/31/25) | 91282CAJ0 | 1.1% |
| U.S. Treasury Note/Bond - 0.75% (4/30/26) | 91282CBW0 | 1.3% |
| AT&T - 3% (10/31/25) | 9128285J5 | 0.4% |
| U.S. Treasury Note/Bond - 1 7/8% (7/31/26) | 912828Y95 | 1.6% |
| U.S. Treasury Note/Bond - 0 5/8% (3/31/27) | 912828ZE3 | 1.1% |
| U.S. Treasury Note/Bond - 3 1/8% (11/15/28) | 9128285M8 | 0.3% |
| U.S. Treasury Note/Bond - 2 3/4% (2/15/24) | 912828B66 | 0.5% |
| Willis Tower Watson - 3.6% (5/15/24) | 970648AF8 | 0.7% |
| Total as % of Net Assets | 26.89% |
| Preferred Holdings | Ticker | % of Net Assets |
|---|---|---|
| AT&T - 4.75% | 00206R706 | 0.0% |
| Aegon NV - 5.1% | 00775V104 | 0.0% |
| Royal Bank of Scotland - 0% (06/21/13) | 020002127 | 0.1% |
| Allstate - 5.1% | 020002838 | 0.0% |
| American International Group - 5.85% | 026874768 | 0.0% |
| Annaly Capital Management - 6.75% | 035710847 | 0.0% |
| Arch Capital Group - 5.45% | 03939A107 | 0.0% |
| Arch Capital Group - 4.55% | 03939A404 | 0.0% |
| Axis Capital Holdings - 5.50% | 05461T305 | 0.0% |
| BancorpSouth Bank - 5.5% | 05971J201 | 0.0% |
| Bank of America Corp - 6% | 060505229 | 0.0% |
| Bank of America - 5 3/8% | 06053U601 | 0.0% |
| CHS, Inc. - 6 3/4% | 12542R704 | 0.0% |
| CHS, Inc. - 7 1/2% | 12542R803 | 0.1% |
| Capital One - 4.8% | 14040H782 | 0.0% |
| Capital One Financial Corp. - 5.0% | 14040H824 | 0.1% |
| Chimera Investment Corp. - 8% | 16934Q406 | 0.0% |
| Chimera Investment Corp. - 7.75% | 16934Q505 | 0.0% |
| Citigroup - 6.875% | 172967341 | 0.0% |
| CitiGroup. - 7.125% | 172967358 | 0.0% |
| Citizens Financial Group - 6.35% | 174610204 | 0.0% |
| ConnectOne Bancorp - 5.25% | 20786W503 | 0.0% |
| Cullen Frost Bankers - 4.45% | 229899307 | 0.0% |
| Enbridge, Inc. - 6 3/8% | 29250N477 | 0.0% |
| Equitable Holdings - 5.25% | 29452E200 | 0.0% |
| Federal Agricultural Mortgage - 5 1/4% | 313148843 | 0.0% |
| Fifth Third Bancorp - 6 5/8% | 316773605 | 0.0% |
| Fifth Third - 4.95% | 316773860 | 0.0% |
| First Citizens 5 3/8% | 319626305 | 0.1% |
| First Horizon - 6 5/8% | 320517501 | 0.0% |
| First Horizon - 6.1% | 320517808 | 0.0% |
| First Republic Bank - 4.7% | 33616C787 | 0.0% |
| Ford - 6% | 345370837 | 0.0% |
| Goldman Sachs Group, Inc. - 5.5% | 38145G308 | 0.0% |
| Goldman Sachs Group, Inc. - 6 3/8% | 38148B108 | 0.0% |
| Hartford Financial - 6% | 416518603 | 0.0% |
| Huntington Bancshares, Inc. - 5.7% | 446150781 | 0.0% |
| Huntington Bancshares, Inc. - 4 1/2% | 446150823 | 0.0% |
| JPMorgan Chase & Co. - 4.625% | 48128B549 | 0.0% |
| JPMorgan Chase & Co. - 4.55% | 48128B580 | 0.1% |
| KeyCorp - 6 1/8% | 493267702 | 0.0% |
| Agilent Technologies. Inc. - 5% (7/15/20) | 493267876 | 0.0% |
| Kimco Realty Corp. - 5 1/4% | 49446R711 | 0.0% |
| MetLife - 4.75% | 59156R850 | 0.0% |
| Monmouth Real Estate Investment Corp. - 6.125% | 609720404 | 0.0% |
| Morgan Stanley - 6 3/8% | 61761J406 | 0.1% |
| Morgan Stanley - 5.85% | 61762V606 | 0.0% |
| Regions Financial Corp. - 5.7% | 7591EP704 | 0.0% |
| Regions Financial Corp. - 4.45% | 7591EP886 | 0.1% |
| SVB Financial Group - 5.25% | 78486Q200 | 0.0% |
| State Street Corp. - 5.9% | 857477608 | 0.1% |
| Synovus - 6.25% | 87161C600 | 0.0% |
| Synovus - 5.875% | 87161C709 | 0.0% |
| Synchrony Financial - 5.625% | 87165B202 | 0.0% |
| Texas Capital Bankshares - 5.75% | 88224Q305 | 0.0% |
| TCF Financial Corp. - 4.75% | 89832Q695 | 0.0% |
| TCF Financial Corp. - 5.25% | 89832Q745 | 0.1% |
| U.S. Bancorp - 3.5% | 902973155 | 0.0% |
| Washington Federal - 4 7/8% | 938824307 | 0.0% |
| Wells Fargo & Co. - 6 5/8% | 949746465 | 0.0% |
| Wells Fargo & Co. - 4.75% | 94988U151 | 0.0% |
| Western Alliance - 4 1/4% | 957638406 | 0.0% |
| Total as % of Net Assets | 1.95% |
| Cash & Other Holdings | Ticker | % of Net Assets |
|---|---|---|
| Cash & Other | 3.4% | |
| Total as % of Net Assets | 3.40% |