Shareholder Forms

Shareholder Forms

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Account Options Form (Use to update an existing account, ie: address,telephone options, dividends and systematic withdrawals)
Change Account Registration Form (ie: Add or remove an owner or trustee, change custodian, gift shares)
IRA Beneficiary Addition or Change Form
IRA Qualified Plan Distribution Request Form
IRA Required Minimum Distribution Request Form
Name Change Form
Non-IRA Re-register Account and Redemption Form (ie: Re-register by an Executor or TOD Beneficiary or liquidate)
Non-IRA Designation to Transfer on Death (TOD) / Paid on Death (POD) Form
Payroll Deduction
Purchase Additional Shares (you will need your account number)
Purchase Shares by Wire Instructions

Account Applications

Hennessy Funds offers two share classes: Investor Class shares, which have a minimum investment of $2,500 for regular accounts and $250 for IRA accounts; and Institutional Class shares, which have a minimum investment of $250,000*. Each share class has its own applications, as noted below.

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Investor Class Applications
Account Application for Individuals and Personal Trusts - Investor Class
Account Application for Corporations and Other Entities - Investor Class
IRA Application (Traditional, Roth, SEP and SIMPLE) - Investor Class
IRA Transfer Rollover Form (Traditional, Roth, SEP and SIMPLE) - Investor Class
Coverdell Education Savings Account Application - Investor Class
Custodial Account Agreement (Disclosure accompanies new IRA/CESA applications)
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Institutional Class Applications
Account Application for Individuals and Personal Trusts - Institutional Class
Account Application for Corporations and Other Entities - Institutional Class
IRA Application (Traditional, Roth, SEP and SIMPLE) - Institutional Class
IRA Transfer Rollover Form (Traditional, Roth, SEP and SIMPLE) - Institutional Class
Custodial Account Agreement (Disclosure accompanies new IRA/CESA applications)

Request an Investment Kit

To receive a Hennessy Investment Kit by mail, including account application and prospectus, please complete the form below.

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