Hennessy Small Cap Financial Fund

Full Portfolio Holdings

As of 9/30/25
Equity Holdings Ticker % of Net Assets
Banc of California, Inc. BANC 5.4%
Columbia Banking System, Inc. COLB 5.2%
ConnectOne Bancorp, Inc. CNOB 5.2%
Provident Financial Services, Inc. PFS 5.2%
Hingham Institution for Savings HIFS 5.0%
WaFd Inc. WAFD 4.8%
NB Bancorp, Inc. NBBK 4.7%
BankUnited, Inc. BKU 4.7%
Flagstar Financial, Inc. FLG 4.5%
Independent Bank Corp. INDB 4.5%
OceanFirst Financial Corp. OCFC 4.4%
Eagle Bancorp, Inc. EGBN 4.4%
Bread Financial Holdings, Inc. BFH 4.0%
Western New England Bancorp, Inc. WNEB 3.8%
Customers Bancorp, Inc. CUBI 3.8%
Wintrust Financial Corp. WTFC 3.4%
Eastern Bankshares, Inc. EBC 3.4%
Rocket Cos., Inc. RKT 3.4%
The Bancorp, Inc. TBBK 3.2%
Old National Bancorp ONB 3.0%
California BanCorp BCAL 3.0%
Associated Banc-Corp. ASB 2.6%
Hancock Whitney Corp. HWC 2.3%
Banner Corp. BANR 1.9%
Atlantic Union Bankshares Corp. AUB 1.8%
Beacon Financial Corp. BBT 0.9%
Avidia Bancorp, Inc. AVBC 0.9%
HomeTrust Bancshares, Inc. HTB 0.3%
Priority Technology Holdings, Inc. PRTH 0.1%
Total as % of Net Assets 99.67%
Cash & Other Holdings Ticker % of Net Assets
Cash & Other 0.3%
Total as % of Net Assets 0.34%