Hennessy Small Cap Financial Fund

Full Portfolio Holdings

As of 9/30/21
Equity Holdings Ticker % of Net Assets
Hingham Institution for Savings HIFS 5.0%
ConnectOne Bancorp, Inc. CNOB 4.7%
Flushing Financial Corp. FFIC 4.5%
WSFS Financial Corp. WSFS 4.5%
First Bancorp FBP 4.5%
Alliance Data Systems Corp. ADS 4.5%
Banner Corp. BANR 4.4%
Lakeland Bancorp, Inc. LBAI 4.4%
CIT Group, Inc. CIT 4.3%
HomeTrust Bancshares, Inc. HTBI 4.1%
First Midwest Bancorp, Inc. FMBI 4.1%
Hancock Whitney Corp. HWC 4.0%
Texas Capital Bancshares, Inc. TCBI 4.0%
Wintrust Financial Corp. WTFC 3.7%
PacWest Bancorp PACW 3.4%
New York Community Bancorp, Inc. NYCB 3.3%
Cadence BanCorp CADE 3.2%
Kearny Financial Corp. KRNY 3.1%
Independent Bank Corp. INDB 2.9%
Synovus Financial Corp, SNV 2.7%
Associated Banc-Corp. ASB 2.5%
Meridian Bancorp, Inc. EBSB 2.4%
Berkshire Hills Bancorp, Inc. BHLB 2.2%
BankUnited, Inc. BKU 2.1%
Sterling Bancorp STL 1.8%
Pacific Premier Bancorp, Inc. PPBI 1.7%
Investors Bancorp, Inc. ISBC 1.5%
HarborOne Bancorp, Inc. HONE 1.5%
Eastern Bankshares, Inc. EBC 1.3%
Webster Financial Corp. WBS 1.1%
Shore Bancshares, Inc. SHBI 0.8%
Western New England Bancorp, Inc. WNEB 0.6%
Total as % of Net Assets 98.45%
Cash & Other Holdings Ticker % of Net Assets
Cash & Other 1.6%
Total as % of Net Assets 1.57%