Hennessy Small Cap Financial Fund

Full Portfolio Holdings

As of 12/31/23
Equity Holdings Ticker % of Net Assets
BankUnited, Inc. BKU 4.8%
Flushing Financial Corp. FFIC 4.8%
ConnectOne Bancorp, Inc. CNOB 4.7%
Pacific Premier Bancorp, Inc. PPBI 4.7%
OceanFirst Financial Corp. OCFC 4.6%
Associated Banc-Corp. ASB 4.4%
Western New England Bancorp, Inc. WNEB 4.3%
WaFd Inc. WAFD 4.2%
Midland States Bancorp, Inc. MSBI 3.9%
Dime Community Bancshares, Inc. DCOM 3.9%
Brookline Bancorp, Inc. BRKL 3.9%
Lakeland Bancorp, Inc. LBAI 3.8%
Hingham Institution for Savings HIFS 3.7%
Texas Capital Bancshares, Inc. TCBI 3.5%
Eastern Bankshares, Inc. EBC 3.4%
Hancock Whitney Corp. HWC 3.3%
Wintrust Financial Corp. WTFC 3.2%
Banc of California, Inc. BANC 3.0%
Cambridge Bancorp CATC 2.9%
HomeStreet, Inc. HMST 2.7%
Old National Bancorp ONB 2.6%
HomeTrust Bancshares, Inc. HTBI 2.6%
Banner Corp. BANR 2.5%
Independent Bank Corp. INDB 2.5%
Columbia Banking System, Inc. COLB 2.4%
Northeast Community Bancorp, Inc. NECB 2.1%
First Bancorp FBP 2.1%
Valley National Bancorp VLY 2.0%
Orange County Bancorp, Inc. OBT 1.1%
Total as % of Net Assets 97.17%
Cash & Other Holdings Ticker % of Net Assets
Cash & Other 2.9%
Total as % of Net Assets 2.85%