Hennessy Small Cap Financial Fund

Full Portfolio Holdings

As of 9/30/26
Equity Holdings Ticker % of Net Assets
NB Bancorp, Inc. NBBK 5.5%
Provident Financial Services, Inc. PFS 5.4%
Eagle Bancorp, Inc. EGBN 5.3%
ConnectOne Bancorp, Inc. CNOB 5.1%
Hingham Institution for Savings HIFS 5.1%
Avidia Bancorp, Inc. AVBC 4.9%
Banc of California, Inc. BANC 4.7%
Beacon Financial Corp. BBT 4.7%
OceanFirst Financial Corp. OCFC 4.6%
Customers Bancorp, Inc. CUBI 4.3%
Kearny Financial Corp. KRNY 3.9%
Columbia Banking System, Inc. COLB 3.9%
Wintrust Financial Corp. WTFC 3.7%
Independent Bank Corp. INDB 3.6%
Flagstar Bank NA FLG 3.5%
The Bancorp, Inc. TBBK 3.5%
Western New England Bancorp, Inc. WNEB 3.4%
WaFd Inc. WAFD 3.2%
Eastern Bankshares, Inc. EBC 3.2%
Old National Bancorp ONB 3.1%
Bread Financial Holdings, Inc. BFH 3.1%
BankUnited, Inc. BKU 3.0%
California BanCorp BCAL 2.9%
Hancock Whitney Corp. HWC 1.8%
Associated Banc-Corp. ASB 1.2%
Banner Corp. BANR 1.0%
Total as % of Net Assets 97.25%
Cash & Other Holdings Ticker % of Net Assets
Cash & Other 2.7%
Total as % of Net Assets 2.74%