Hennessy Small Cap Financial Fund

Full Portfolio Holdings

As of 3/31/19
Equity Holdings Ticker % of Net Assets
First Bancorp FBP 5.0%
Meridian Bancorp, Inc. EBSB 4.6%
Union Bankshares Corp. UBSH 4.3%
ConnectOne Bancorp, Inc. CNOB 4.3%
OceanFirst Financial Corp. OCFC 4.3%
Brookline Bancorp, Inc. BRKL 4.2%
Independent Bank Corp. INDB 4.2%
Hingham Institution for Savings HIFS 4.1%
Banc of California, Inc. BANC 3.6%
Sterling Bancorp STL 3.5%
Opus Bank OPB 3.5%
Franklin Financial Network, Inc. FSB 3.5%
Berkshire Hills Bancorp, Inc. BHLB 3.3%
Lakeland Bancorp, Inc. LBAI 3.1%
Kearny Financial Corp. KRNY 3.0%
Eagle Bancorp, Inc. EGBN 2.9%
TriCo Bancshares TCBK 2.9%
Columbia Financial, Inc. CLBK 2.5%
Midland States Bancorp, Inc. MSBI 2.5%
BankUnited, Inc. BKU 2.4%
United Financial Bancorp, Inc. UBNK 2.4%
IBERIABANK Corp. IBKC 2.3%
Veritex Holdings, Inc. VBTX 2.2%
Washington Federal, Inc. WAFD 2.2%
PacWest Bancorp PACW 2.1%
Texas Capital Bancshares, Inc. TCBI 2.0%
HarborOne Bancorp, Inc. HONE 1.7%
Wintrust Financial Corp. WTFC 1.6%
Synovus Financial Corp, SNV 1.5%
Banner Corp. BANR 1.3%
WSFS Financial Corp. WSFS 1.2%
Dime Community Bancshares, Inc. DCOM 0.9%
Hancock Whitney Corp. HWC 0.4%
Western Alliance Bancorp WAL 0.2%
Total as % of Net Assets 93.58%
Cash & Other Holdings Ticker % of Net Assets
Cash & Other 6.4%
Total as % of Net Assets 6.42%